1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Equity Series Funds, Inc. - The Gabelli Small Cap Growth Fund I.D. No. 13-3626993
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b) X
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3
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Sec use only
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4
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Citizenship or place of organization
Massachusetts
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Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
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: 5
:
:
:
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Sole voting power
247,400
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: 6
:
:
:
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Shared voting power
None
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: 7
:
:
:
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Sole dispositive power
247,400
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:8
:
:
:
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Shared dispositive power
None
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9
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Aggregate amount beneficially owned by each reporting person
247,400
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10
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Check box if the aggregate amount in row (9) excludes certain shares
(SEE INSTRUCTIONS)
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11
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Percent of class represented by amount in row (9)
6.41%
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12
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Type of reporting person (SEE INSTRUCTIONS)
IV
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Common Stock
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a.
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[ ] Broker or dealer registered under Section 15 of the Act;
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b.
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[ ] Bank as defined in Section 3(a)(6) of the Act;
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c.
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[ ] Insurance company as defined in Section 3(a)(19) of the Act;
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d.
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[X] Investment company registered under Section 8 of the Investment Company Act of 1940;
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e.
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[ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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f.
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[ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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g.
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[ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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h.
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[ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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i.
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[ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
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j.
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[ ] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
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k.
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[ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: ____
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